Handbook on Listing Obligations and Disclosure Requirements - A Ready Reference for Compliances under the SEBI

Handbook on Listing Obligations and Disclosure Requirements analyses and presents compliance requirements relating to SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 also referred to as LODR, in easy to use tables and checklists. The book is divided into two well classified parts – Part A comprising quick reference tables and checklists decoding the Regulations and Part B comprising text of relevant primary law. Key features

• Provides regulation-wise table of compliances under the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015.
• Contains 20 checklists for ready reference useful to multiple users in entities including:
(i) Checklist of website disclosures
(ii) Checklist of compliances relating to Annual report
(iii) Checklist of events requiring prior intimation to be given to the Stock Exchanges
(iv) Checklist of matters to be considered by the Board of directors under the LODR Regulations
(v) Month-wise Calendar of compliances for Specified Securities

• Provides all formats specified by SEBI relating to statements/reports to be submitted to stock exchange, holding patterns of IDR etc. Also contains specially drafted formats including a specimen format of statement on grievances.
• Presents / Reproduces text of relevant allied Acts, Rules and Circulars including
(i) Authors’ insights on Approach paper on Draft SEBI (LODR) Regulations and FAQs on SEBI (LODR) Regulations
(ii) SEBI (PIT) Regulations

• Presents quick reference tables on Forms & Formats, Circulars and Schedules.